As a FINRA-member, SEC-registered broker-dealer, Stonebridge Capital Partners provides a suite of licensed capital markets services including advisory services for mergers and acquisitions, private placements as a placement agent, and Rule 15a-6 chaperoning for foreign broker-dealers seeking compliant access to US institutional investors.
Services include structuring of transactions, financial restructurings, asset sales, corporate reorganizations and business combinations.
Stonebridge Capital Partners serves as placement agent for private securities offerings across the capital structure, connecting issuers with institutional and qualified capital through a selective, relationship-driven approach. The firm structures and places private equity, debt, convertible, and other bespoke securities, bringing together disciplined transaction structuring with direct access to capital providers aligned with each opportunity.
Stonebridge Capital Partners provides Rule 15a-6 chaperoning services for foreign broker-dealers and financial institutions seeking compliant access to US institutional investors. As a FINRA-member broker-dealer, the firm provides the regulatory infrastructure and institutional oversight required to support cross-border communications and transactions while satisfying the conditions of the Rule 15a-6 exemption.
Each engagement is approached through an institutional framework that evaluates five critical dimensions — ensuring every structural decision is informed by rigorous analysis and aligned with the client’s broader strategic position.
Address immediate capital needs while maintaining alignment with long-term strategic positioning and preserving flexibility for future transactions.
Every transaction is evaluated on its structural merit and strategic alignment with client objectives. The firm’s mandate is to address specific capital challenges with disciplined structuring—not to fit client needs into standardized products.
This approach combines flexibility with institutional rigor, ensuring solutions are both practical and structurally sound.
Stonebridge Capital Partners maintains direct relationships with leading institutional credit providers, private lenders, and capital markets participants globally.
These relationships enable access to financing structures often unavailable through conventional channels, supporting customized solutions across the capital structure.
All engagements are conducted with strict confidentiality, structural alignment, and a focus on long-term client relationships.
The firm’s principals bring decades of experience across capital markets, transaction advisory, and institutional capital formation. This experience spans debt and equity origination, mergers and acquisitions, private securities placements, and complex transaction structuring across a range of industries and capital structures.
The principals have led capital raising and advisory efforts across a range of transaction types, with attention to counterparty quality, transaction integrity, and alignment between client objectives and deal terms. Their governance background includes board advisory roles, fiduciary committee service, and experience navigating regulatory frameworks spanning multiple jurisdictions.
This depth of market experience informs how each engagement — whether a private placement, an M&A mandate, or a cross-border chaperoning arrangement — is structured and executed, with particular focus on structural precision, counterparty quality, and alignment with the client’s broader strategic and operational objectives.
